Character, prior convictions and other-acts evidence

Shane Brennan had a record. In 2021 he had been convicted of breaking and entering and theft for breaking into a convenience store on the east side of Port Ardent at about three in the morning, through a rear window, and stealing cigarettes and cash. He had served a term of community control and had no new charges until March 2026. When Whitlock read the old file, he said to Kwan, 'Same time of night, same kind of business, back window, small stuff he can sell. That's him.' Kwan told him that might well be true, and that the judge would almost certainly never hear about it.

Desjardins writes two sentences on the board. 'He did it before, so he probably did it again.' 'He is the kind of person who does this.' He tells the class that most people find both sentences persuasive, and that the law of evidence treats both as dangerous. This lesson explains why, and when the law makes exceptions.

The general rule against bad character evidence

The prosecution generally may not prove that the accused committed the offense by showing that he has a bad character or a disposition to commit crimes of that kind. This is one of the oldest and most important rules of criminal evidence. The reason is not that character is irrelevant; a person who has committed burglaries is, as a matter of statistics, somewhat more likely than a random person to commit another. The reason is that juries and judges tend to give such evidence far more weight than it deserves, and that it invites them to convict a person for who he is or what he did before rather than for what is proved about this offense. Courts call these the dangers of moral prejudice, the risk of convicting because the accused is a bad person who deserves punishment anyway, and reasoning prejudice, the risk of distraction and overvaluing the evidence.

In Ohio, Evidence Rule 404(A) provides that evidence of a person's character or a trait of character is not admissible to prove that the person acted in conformity with it on a particular occasion, and Rule 404(B)(1) applies the same rule to evidence of other crimes, wrongs or acts. Desjardins points out that the rule protects people with records most, because they are the people police are most likely to suspect and juries are most likely to convict. Without it, a person with a prior conviction would face a much greater risk of being wrongly convicted.

When the accused puts character in issue

The rule is relaxed if the accused chooses to make character an issue. An accused may call evidence of good character, for example witnesses who say he is known in the community as honest or peaceful, to suggest he is unlikely to have committed the offense. If he does, the prosecution may respond with evidence of bad character in the same respect, through cross-examination of character witnesses about specific instances under Rule 405 and through rebuttal evidence. An accused who attacks the character of a prosecution witness, or of the victim, may also open the door to evidence about his own character in some situations. Defense lawyers make these choices carefully, because good character evidence can backfire badly. In the Bayview trial, Marchetti called no character evidence.

Similar fact and other-acts evidence

Evidence of other misconduct by the accused is sometimes admissible, not to show general bad character, but for a specific purpose where its value is high. The classic examples are identity, where the other acts share a distinctive signature with the offense charged; a pattern of conduct that rebuts a defense of accident or innocent explanation; motive; opportunity; and knowledge or intent.

Ohio Evidence Rule 404(B)(2) allows other-acts evidence for other purposes, such as proving motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident. Since 2022, the prosecution must give reasonable written notice before trial of other-acts evidence it intends to offer and the purpose for which it is offered. In State v. Hartman (2020), the Supreme Court of Ohio stressed that the key question is whether the evidence is relevant for a non-character purpose without relying on any inference that the accused acted in conformity with a character trait, and that when the purpose is identity, the other act must share a distinctive modus operandi with the charged crime. The court must also apply Rule 403 and give a limiting instruction to a jury.

Kwan explains why he did not try to use the 2021 break-in. Both offenses were late-night break-ins of small businesses through a rear window, with small, saleable items taken. 'That describes half the commercial break-ins in the city,' he says. 'There's nothing distinctive about it. It would only prove that Brennan is the kind of person who breaks into stores, and that is exactly what the rule forbids.' If the 2021 break-in had involved something unusual, such as the same rare tool marks or the same unusual method of disabling an alarm, the analysis might have been different.

# A rough checklist for whether an earlier act is distinctive enough to help prove identity
features = {
    "late at night":                      (True,  "common"),
    "small business":                     (True,  "common"),
    "entry through rear window":          (True,  "common"),
    "small saleable items taken":         (True,  "common"),
    "same unusual tool marks":            (False, "distinctive"),
    "same unusual alarm bypass":          (False, "distinctive"),
    "same distinctive item left behind":  (False, "distinctive"),
}
shared = [f for f, (match, kind) in features.items() if match]
distinctive = [f for f, (match, kind) in features.items() if match and kind == "distinctive"]
print("features shared with the 2021 break-in:", len(shared))
print("distinctive shared features:", len(distinctive))
print("signature for identity?", "possibly" if distinctive else "no; shared features are common to many break-ins")

features shared with the 2021 break-in: 4
distinctive shared features: 0
signature for identity? no; shared features are common to many break-ins

The checklist is a teaching device, not a legal test, but it captures the idea. Four features were shared, but every one of them is common. The number of similarities matters less than their distinctiveness. Courts look at the acts as a whole, and a combination of individually common features can sometimes be distinctive, but nothing in this combination came close.

Cross-examining the accused on prior convictions

A separate rule applies when the accused testifies. The accused then becomes a witness like any other, and the prosecution may challenge his credibility. One way is to ask about prior convictions. This is not allowed to show that he is the type of person who commits crimes, only that his word should be weighed with his record in mind.

Ohio Evidence Rule 609 permits the credibility of a witness, including the accused, to be attacked with evidence of prior convictions. Convictions for crimes punishable by more than one year in prison are admissible against an accused only if the court finds that their probative value outweighs the danger of unfair prejudice, of confusion of the issues or of misleading the jury. Convictions for crimes involving dishonesty or false statement are admissible regardless of punishment. Convictions more than ten years old are generally inadmissible unless the court finds their value substantially outweighs their prejudicial effect, and the opposing party has notice. Defense lawyers usually ask the court for a ruling in limine, before the accused decides whether to testify.

Before the defense decided whether Brennan would testify, Marchetti asked the court to rule on his 2021 conviction. Judge Abernathy ruled that the 2021 breaking and entering conviction, a fifth-degree felony carrying no more than twelve months, did not qualify under the one-year rule, but that the theft conviction entered with it could be used under Rule 609(A)(3), because Ohio courts have generally treated theft as a crime of dishonesty. If Brennan testified, the prosecution could bring out the fact of the theft conviction, without details. Brennan did not testify. Desjardins notes that many accused people with records do not testify for this reason, and that the trier of fact may not draw any inference of guilt from that choice.

The character of victims and witnesses

Character rules also protect victims and witnesses. The defense may challenge a witness's credibility, including by asking about the witness's own prior convictions or prior inconsistent statements, but it cannot roam freely into a witness's private life. In sexual offense cases, Ohio's rape shield law in Revised Code 2907.02(D) and Evidence Rule 412 in federal courts strictly limit evidence of a victim's sexual activity. In other cases, evidence of a victim's violent character may be relevant to a defense such as self-defense, under rules of its own. Officers should record what witnesses say about each other accurately, but understand that much of it will never be admissible.

Police officers are witnesses too, and their own character can become an issue. The Giglio disclosure discussed in lesson 3 exists because an officer's past misconduct bearing on truthfulness, such as a finding that the officer lied in a report, may be used to impeach the officer, and many prosecutors keep lists of officers whose credibility problems must be disclosed. An officer with a sustained finding of dishonesty may find that every prosecutor who calls them must tell the defense about it, and some prosecutors stop calling such officers as witnesses at all. Desjardins tells the class that an officer's credibility is a career-long asset that can be spent only once.

Why police still collect background information

If so much character evidence is inadmissible, why do investigators look into a suspect's background? Because the rules govern what the trier of fact may hear, not what investigators may consider. Prior records, known associates and past methods are legitimate leads. Brennan's 2021 conviction was why the fingerprint search returned his name so quickly: his prints were on file. The danger is tunnel vision, where an officer treats a record as proof and stops investigating. Whitlock's comment, 'That's him,' was the kind of reaction the last course warned about. To his credit, he kept working, and the fingerprint and video evidence, not the record, proved the case.

Officers must also be careful about what they say in court. An officer who mentions, unprompted, that the accused is 'known to police' or that he was found in a 'database of known offenders' may cause a mistrial in a jury case, because the jury has heard bad character evidence that the judge would never have admitted. Okeke had been told by Kwan before testifying not to mention the source of the known fingerprints, and to refer only to known prints on file. Liu was given the same instruction.